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Commodity pool
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#	Item
231	Microsoft Word - CommentLtrHedgeFunds.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-09-23 07:24:31 Financial services 76th United States Congress Institutional investors Hedge fund Investment Advisers Act Investment Company Act U.S. Securities and Exchange Commission Commodity Futures Trading Commission Commodity pool Financial economics Investment Finance
232	MEMORANDUM To: File No. S7-05-11, Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF File No. S7-37-10, Exemptions for Advisers to Venture Cap Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-01 11:45:32 Kathleen Casey Commodity pool Business Economics Investment Debevoise & Plimpton Financial adviser
233	SECURITIES AND EXHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-17 15:38:45 United States securities law Financial markets Commodities market Futures contract Commodity Futures Trading Commission Commodity Exchange Act Commodity pool Securities Exchange Act Commodity market Financial economics Finance Investment
234	Via Email April 11, 2011 Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-04-12 11:05:34 Investment Hedge fund Late-2000s financial crisis Private equity U.S. Securities and Exchange Commission Commodity pool Subprime mortgage crisis Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Economics Finance
235	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-06-21 10:54:46 Finance Futures contract Commodity broker Commodity Futures Trading Commission Commodity market Commodity pool Futures exchange Nuveen Investments Commodity Pool Operator Financial economics Commodities market Investment
236	Notice of Filing and Immediate Effectiveness of a Proposed Amendment to NFA Compliance Rule 2-10 Regarding Recordkeeping; Rel. No[removed], File No. SR-NFA[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-02-01 16:27:15 Finance Financial system United States securities law 73rd United States Congress Commodity Futures Trading Commission National Futures Association Commodity Exchange Act Commodity Pool Operator Commodity pool Commodities market Financial economics Financial markets
237	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEAmex[removed]May 1, 2012 Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change to List Shares of the Nuveen Long Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-02 08:47:20 Business Futures contract Commodity market Commodity Futures Trading Commission Commodity pool Futures exchange IntercontinentalExchange Commodity New York Mercantile Exchange Financial economics Commodities market Investment
238	Microsoft Word - Release[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-08-05 17:41:12 Financial system Commodity Futures Trading Commission National Futures Association Futures contract Commodity trading advisor Securities Exchange Act U.S. Securities and Exchange Commission Commodity Pool Operator Commodities market Financial economics Finance
239	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]November 6, 2013 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-06 15:03:30 Financial services Hedge fund Securities fraud U.S. Securities and Exchange Commission Investment Advisers Act Commodity pool Commodity Futures Trading Commission Financial economics Investment Finance
240	I Association RECE\VED \ SEP[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-09-18 10:52:00 Financial markets Financial services Institutional investors Systemic risk Hedge fund Dodd–Frank Wall Street Reform and Consumer Protection Act Volcker Rule Commodity pool Private equity Financial economics Finance Investment

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